Preparation of 5-Hydroxycyclopentenones Via Conjugate Addition-Initiated Nazarov Cyclization
Checked by Raffael Vorberg and Erick M. Carreira
1. Procedure
C. (±)-Dimethyl-2-((5-hydroxy-4-oxo-3,5-diphenylcyclopent-2-en-1-yl)methyl) malonate (4). To an oven-dried, 100-mL one-necked (29/32 joint) round-bottomed flask containing a Teflon-coated magnetic stir bar (27 x 5 mm) is added 2 (9.0 g, 34.1 mmol) as a solution in DMSO (27 mL), followed by 2-iodoxybenzoic acid (14.3 g, 51.1 mmol, 1.5 equiv) in one portion (Notes 16 and 17). The cloudy suspension is allowed to stir while open to air. The suspension is stirred until TLC analysis indicates complete consumption of alcohol 2 (usually 15 min) (Note 18). The solution is then diluted with water (200 mL), transferred to a 500-mL separatory funnel, and extracted with diethyl ether (5 x 150 mL) (Note 19). The combined ether extracts are transferred to a 1-L separatory funnel and washed with saturated aqueous NaHCO3 solution (150 mL), dried over MgSO4 (30 g), filtered through a 250 mL coarse porosity sintered glass funnel, and concentrated by rotary evaporation (25 °C, 15 mmHg). (E)-1,3-Diphenylhexa-3,5-diene-1,2-dione (3) is obtained as a yellow oil, which is used in the next step without further purification (Note 20).
An oven-dried 250-mL, one-necked (29/32 joint) round-bottomed flask containing a Teflon-coated magnetic stir bar (27 x 5 mm) is charged with yttrium (III) triflate (0.18 g, 0.34 mmol, 0.01 equiv) and lithium chloride (2.89 g, 68.2 mmol, 2 equiv), after which tetrahydrofuran (68 mL), triethylamine (4.75 mL, 34.1 mmol, 1 equiv), and dimethyl malonate (4.87 mL, 42.6 mmol, 1.25 equiv) are added. The suspension is stirred at room temperature and left open to air. Diketone 3, as a solution in 10 mL of tetrahydrofuran, is added rapidly over 10 sec (Note 21). The reaction turns from yellow to dark red and is stirred until TLC analysis indicates complete consumption of diketone (3), which typically requires 5 min (Note 22).
The reaction is then quenched by the addition of 1M aqueous HCl solution (50 mL) over 5 min and the resulting solution is transferred to a 250-mL separatory funnel. The aqueous phase is separated and extracted with diethyl ether (3 x 40 mL). The combined ether extracts are washed with 50 mL of saturated NaCl solution, dried over 20 g of MgSO4, filtered through a 250-mL coarse porosity sintered glass funnel, and concentrated by rotary evaporation (25 °C, 20 mmHg). Purification by column chromatography (33.3% ethyl acetate/hexanes) yields 4 (9.93 g, 25.2 mmol, 74%) as a pale yellow solid (Notes 23 and 24).
2. Notes
1. All glassware was dried overnight at 120 °C prior to use. All reactions were run under 1 atm of argon, unless otherwise noted. The checkers purchased bis(triphenylphosphine)palladium (II) dichloride (98%) from Combi-Blocks Inc. and used as received.
Vinyl bromide (1 M) was purchased from Sigma-Aldrich.
Phenylacetylene (98%) and copper iodide (99+%) were purchased from abcr and were used as received.
Triethylamine (99+%) was purchased from Sigma-Aldrich and distilled from CaH
2 prior to use. The submitters purchased
bis(triphenylphosphine)palladium(II) dichloride from Strem Chemical Inc. and used it as received. All other chemicals were purchased from Sigma-Aldrich and used as received unless another vendor is specified.
2. The checkers purchased
THF (>95.5%) from Sigma-Aldrich and passed it through a column of alumina before use. The submitters purchased anhydrous 99.9%, inhibitor free
tetrahydrofuran from Fisher Scientific and purified it using the Glass Contour solvent purification system directly before use.
3. The checkers purged the reaction mixture with argon for 20 min while the reaction was stirring at 0 °C. This process increased the yield by 11% compared to the reactions that were not purged with argon.
4. TLC analysis was performed on Merck glass plates coated with 0.25 mm 230-400 mesh silica gel containing a fluorescent indicator. The plate was eluted with hexane/EtOAc (95/5) and visualized by ultraviolet lamp at 254 nm. The product and
phenylacetylene possess similar R
f values of approximately 0.7. The product stains well with cerium-ammonium-molybdate (CAM) while
phenylacetylene does not react.
Vinyl bromide could not be detected by UV or CAM staining.
5. The submitters reported a yield of 79% (20.3 g, 159 mmol).
6. Compound
1 exhibits the following characteristics:
1H NMR
pdf(400 MHz, CDCl
3) δ: 5.55 (dd,
J = 11.1, 2.1 Hz, 1 H), 5.74 (dd,
J = 17.5, 2.1 Hz, 1 H), 6.03 (dd,
J = 17.5, 11.1 Hz, 1 H), 7.29–7.35 (m, 3 H), 7.42–7.48 (m, 2 H).
13C NMR
pdf(101 MHz, CDCl
3) δ: 88.22, 90.10, 117.34, 123.28, 127.04, 128.42, 128.45, 131.71. IR (CDCl
3) (cm
-1) 3081-3011, 2925, 2856, 1606, 1489, 1442, 1069, 1026, 969, 916, 754, 689. HRMS (EI)
m/z calc. for C
10H
8 (M
+) 128.0626, found 128.0621. Anal. Calcd. for C
10H
8: C, 93.71; H, 6.29. Found: C, 93.55; H, 6.43.
7. The checkers purchased
bis(1,5-cyclooctadiene)rhodium(I) trifluoromethanesulfonate (99%) from Strem Chemical Inc. and used it as received. (rac)-BINAP (98%) was obtained from abcr and used as received.
Phenylglyoxal monohydrate (97%) was purchased from Alfa Aesar and recrystallized twice from water prior to use. The submitters purchased
bis(1,5-cyclooctadiene)rhodium(I) trifluoromethanesulfonate and (rac)-BINAP from Strem Chemical Inc. and used them as received.
Phenylglyoxal monohydrate was prepared by the reaction of selenium (IV) oxide and acetophenone followed by recrystallization in water.
3
8. The checkers purchased anhydrous 1,2-dichloroethane (99.8%) from Sigma Aldrich and used it as received. The submitters purchased anhydrous 99.9%, inhibitor free 1,2-dichloroethane from Fisher Scientific and the solvent was purified using the Glass Contour solvent purification system directly before use.
9. The solution with catalyst contained small amounts of white crystals, some of which were left behind after cannula transfer. The remaining crystals were partially dissolved with additional 1,2-dichloroethane and added to the reaction mixture. A small amount of white crystals were discarded.
10. While purging the suspension with argon, the needle got clogged and was rinsed with small amounts of 1,2-dichloroethane several times. The suspension was cleared after 20 min.
11. The needle used for purging was kept in the solution for the entire reaction time while an additional balloon filled with hydrogen and outfitted with a needle was used to provide positive pressure of H
2. Without keeping the needle in the solution yields dropped by 15 %.
12. The reaction was purged again with hydrogen gas for 30 min after 4 h, 19 h and 26 h.
13. In 20% ethyl acetate/hexane, enyne
1, R
f = 0.94; phenylglyoxal R
f = 0.16; alcohol
2 R
f = 0.58.
14. The product was isolated by the checkers in 73% when the reaction was performed on a 63 mmol scale, and in 71% when the reaction was performed on a 47 mmol scale. The purging needle was not immersed in solvent for the duration of these smaller scale reactions (Note 11).
15. Alcohol
2 is purified on a column (5.5 x 33 cm) packed with 280 g of silica (high purity grade from Fluka, 60 Å pore size, 230-400 mesh) in 10% ethyl acetate/hexane, 1000 mL of 10% ethyl acetate/hexane is first flushed through the column. At this point the solvent is switched to 20% ethyl acetate/hexane and fraction collection is begun (30 mL fractions). Tubes 16-22 are pooled and contain unreacted enyne
1. Fractions 24-46 are pooled and contain the desired product. The product has an R
f = 0.58 in 20% ethyl acetate/hexane, is UV active and stains strongly with potassium permanganate. The checkers were not able to completely separate the product. Small amounts of enyne (<2%) are contained in the product. For a better separation adding more silica is recommended. Alcohol
2 exhibits the following characteristics:
1H NMR
pdf(400 MHz, CDCl
3) δ: 4.32 (d,
J = 6.1 Hz, 1 H), 5.12 (dd,
J = 10.1, 1.4 Hz, 1 H), 5.35 (dd,
J = 16.9, 1.4 Hz, 1 H), 5.68 (d,
J = 6.1 Hz, 1 H), 6.15–6.29 (m, 1 H), 6.47 (d,
J = 10.9 Hz, 1 H), 7.01–7.08 (m, 2 H), 7.24–7.29 (m, 3 H), 7.38–7.43 (m, 2 H), 7.56 (t,
J = 7.4 Hz, 1 H), 7.82–7.87 (m, 2 H).
13C NMR
pdf(101 MHz, CDCl
3) δ: 78.83, 120.46, 127.85, 128.26, 128.44, 128.72, 129.00, 129.36, 133.36, 133.63, 134.03, 136.86, 140.84, 198.65. IR (neat) (cm
-1) 3451, 3058, 1679, 1597, 1492, 1448, 1260, 1087, 1001, 972, 951, 916, 774, 755, 699, 688, 670, 617. HRMS (EI)
m/z calc for C
18H
16O (M
+) 264.1150, found 264.1145. Anal. calcd for C
18H
16O
2: C, 81.79; H, 6.10. Found: C, 81.31; H, 5.86.
16. 2-Iodoyxbenzoic acid (>95%) was prepared from 2-iodobenzoic acid by the procedure of Santagostino.
4a DMSO (>99%) was purchased from Sigma Aldrich and used as received. The submitters prepared
2-iodoxybenzoic acid (>90%) from 2-iodobenzoic acid by the procedure of Boeckman.
4b
17. The submitters report that other oxidation procedures were attempted (see Discussion),but they all led to formation of byproducts that could not be separated using typical purification techniques, and led to diminished yields in the subsequent (Nazarov cyclization) step.
18. The submitters report that the suspension dissolves to leave a yellow solution. The reaction was extremely exothermic, but no cooling was provided. The submitters do, however, recommend the use of an ice bath to control the exotherm. In 20% ethyl acetate/hexane, diketone
3, R
f = 0.65.
19. During the first extraction with ether, an emulsion is formed and the organic layer is slow to separate from the aqueous layer. The mixture is swirled gently and allowed to stand for 20 min. Any remaining emulsion is removed with the ether layer, and extraction of the homogeneous aqueous layer is continued as described.
20. Aqueous workup typically yielded the product (
3) in high purity (< 95% as determined by NMR analysis). If diketone of higher purity is required, the product can be purified by column chromatography with 10% ethyl acetate/hexane; however, the product does show signs of decomposition on the column. Diketone
3 exhibits the following characteristics:
1H NMR
pdf(400 MHz, CDCl
3) δ: 5.56 (d,
J = 10.1 Hz, 1 H), 5.71 (d,
J = 16.9 Hz, 1 H), 6.48–6.61 (m, 1 H), 7.16 (d,
J = 11.0 Hz, 1 H), 7.26–7.31 (m, 2 H), 7.36–7.46 (m, 3 H), 7.52 (t,
J = 7.7 Hz, 2 H), 7.65 (t,
J = 10.6 Hz, 1 H), 7.95 (d,
J = 7.2 Hz, 2 H).
13C
NMR
pdf(101 MHz, CDCl
3) δ: 128.46, 128.60, 129.13, 129.23, 129.92, 130.31, 132.78, 133.21, 133.31, 134.89, 138.45, 146.99, 195.10, 196.08. IR (neat) (cm
-1) 3059, 1735, 1677, 1658, 1612, 1450, 1222, 1141, 698. HRMS (ESI)
m/z calc. for C
18H
15O
2 (M+H) 263.1072, found 263.1072.
21. The checkers purchased yttrium(III) triflate (98%) from Strem Chemicals Inc. and used it as received.
Lithium chloride (99%) and
THF (>95.5%) were purchased from Sigma Aldrich and both were used as received.
Triethylamine (99+%) was purchased from Sigma-Aldrich and distilled from CaH
2 prior to use.
Dimethyl malonate (>99%) was purchased from Acros Organics and used as received.
22. In 20% ethyl acetate/hexane, cyclopentenone
4, R
f =0.14 .
23. The column (5 x 28 cm) is packed with 200 g of silica in hexane, 400 mL of 12.5% ethyl acetate/hexane are first eluted, followed of 33.3% ethyl acetate/hexane. Fractions are collected using 30 mL test tubes. Fractions 70-104 are pooled and contain the desired product. The product has an R
f = 0.14 in 20% ethyl acetate/hexane, is UV active and stains strongly with potassium permanganate. Cyclopentenone
4 exhibits the following characteristics: mp = 114 °C;
1H NMR
pdf(400 MHz, CDCl
3) δ: 1.80 (ddd,
J = 14.3, 9.2, 5.5 Hz, 1 H), 1.98 (ddd,
J = 14.3, 9.2, 6.5 Hz, 1 H), 3.20 (ddd,
J = 9.2, 6.5, 2.5 Hz, 1 H), 3.26 (s, 1 H), 3.41 (dd,
J = 9.2, 5.5 Hz, 1 Hz), 3.62 (s, 3 H), 3.76 (s, 3 H), 7.26–7.47 (m, 8 H), 7.78 (dd,
J = 8.0, 1.7 Hz, 2 H), 7.80 (d,
J = 2.5 Hz, 1 H).
13C NMR
pdf(101 MHz, CDCl
3) δ: 28.66, 49.31, 49.84, 52.75, 52.92, 84.11, 125.57, 127.09, 128.26, 128.71, 128.90, 129.40, 130.49, 139.46, 142.09, 158.40, 169.20, 169.57, 206.66. IR (neat) (cm
-1) 3463, 3059, 3027, 1716, 1493, 1436, 1306, 1236, 1155, 1051, 909, 832, 788, 765, 698. HRMS (ESI)
m/z calc. for C
23H
23O
6 (M+H) 395.1489, found 395.1483. Anal. calcd for C
23H
22O
6:
C, 70.04; H, 5.62 . Found: C, 69.75; H, 5.53.
24. The product was isolated by the checkers in 75% when the reaction was performed on a half scale.
The procedures in this article are intended for use only by persons with prior training in experimental organic chemistry. All hazardous materials should be handled using the standard procedures for work with chemicals described in references such as "Prudent Practices in the Laboratory" (The National Academies Press, Washington, D.C., 2011 www.nap.edu). All chemical waste should be disposed of in accordance with local regulations. For general guidelines for the management of chemical waste, see Chapter 8 of Prudent Practices.
These procedures must be conducted at one's own risk. Organic Syntheses, Inc., its Editors, and its Board of Directors do not warrant or guarantee the safety of individuals using these procedures and hereby disclaim any liability for any injuries or damages claimed to have resulted from or related in any way to the procedures herein.
3. Discussion
Appendix
Chemical Abstracts Nomenclature
(Registry Number)
Bis(triphenylphosphine)palladium(II) dichloride; (13965-03-2)
Copper(I) iodide; (7681-65-4)
Vinyl bromide solution; (593-60-2)
Triethylamine; (121-44-8)
Phenylacetylene; (536-74-3)
3-Buten-1-yn-1-yl-Benzene; (1) (13633-26-6)
Bis(1,5-cyclooctadiene)rhodium(I) trifluoromethanesulfonate; (99326-34-8)
(±)-BINAP; 2,2'-Bis(diphenylphosphino)-1,1'-binaphthyl (98327-87-8)
Phenylglyoxal monohydrate; (1074-12-0)
(±)-(E)-2-Hydroxy-1,3-diphenylhexa-3,5-dien-1-one; (2) (690211-20-2)
2-Iodylbenzoic acid; (64297-64-9)
(E)-1,3-Diphenylhexa-3,5-diene-1,2-dione; (3) (1401539-00-1)
Yttrium (III) triflate; Yttrium(III) trifluoromethanesulfonate (52093-30-8)
Lithium chloride; (7447-41-8)
Dimethyl malonate; (108-59-8)
(±)-Dimethyl 2-((-5-hydroxy-4-oxo-3,5-diphenylcyclopent-2-en-1-yl)methyl) malonate; (4) (1401539-14-7)
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